[PDF] Short Sales And Manipulation Of Securities eBook

Author : Frank Hixal Fayant
Publisher : Legare Street Press
Page : 0 pages
File Size : 18,66 MB
Release : 2023-07-18
Category : Business & Economics
ISBN : 9781020619496

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Frank Hixal Fayant's book, Short Sales And Manipulation Of Securities, provides a detailed explanation of the legal and ethical implications of short selling. This book is a must-read for investors, legal professionals, and anyone interested in the regulation of the financial markets. This work has been selected by scholars as being culturally important, and is part of the knowledge base of civilization as we know it. This work is in the "public domain in the United States of America, and possibly other nations. Within the United States, you may freely copy and distribute this work, as no entity (individual or corporate) has a copyright on the body of the work. Scholars believe, and we concur, that this work is important enough to be preserved, reproduced, and made generally available to the public. We appreciate your support of the preservation process, and thank you for being an important part of keeping this knowledge alive and relevant.

Author : Frank Hixal Fayant
Publisher : Theclassics.Us
Page : 20 pages
File Size : 12,78 MB
Release : 2013-09
Category :
ISBN : 9781230272436

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This historic book may have numerous typos and missing text. Purchasers can usually download a free scanned copy of the original book (without typos) from the publisher. Not indexed. Not illustrated. 1913 edition. Excerpt: ... Avith severe punishment in the absence of reasonable exculpation. We are of the opinion that the existing system may with advantage be modified, remarking that the changes which we recommend are such as can be carried out by the Stock Exchange themselves without the assistance or interference of the Legislature. III. ON SHORT SALES AND MANIPULATION. Samuel H. Ordway, who was a member of the Hughes Commission, discusses manipulation and short selling in Scribners Magazine (Sept. 1909): It is extremely difficult, if not impossible, to devise any safe system of legislation to restrict the manipulation of prices. No one has yet been able to suggest a form of statute which will prevent improper manipulation of prices and will at the same time permit legitimate transactions on a large scale. Short selling has been the subject of constant attention and very serious criticism from the public and the press. It is difficult to see why it is economically or morally wrong to agree to sell something that one does not possess but expects to obtain in the future, any more than it is to agree to buy what one has not the money to pay for at the present time but expects to have the money to pay for later on. Contracts and agreements to sell and deliver in the future commodities which one does not possess at the time of the contract and common in all forms of business. The manufacturer sells what he has not yet produced; he must do so to keep his factory open and his hands employed the year around; the farmer agrees to sell his growing crop; the contractor agrees to deliver the house built of bricks he has not yet purchased and with labor he has not yet contracted for; and so on ad infinitum. While undoubtedly the short selling of securities may...

Author : Jose Joy Thoppan
Publisher : Emerald Group Publishing
Page : 86 pages
File Size : 12,22 MB
Release : 2021-05-05
Category : Business & Economics
ISBN : 1801173982

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Developing an Effective Model for Detecting Trade-Based Market Manipulation determines an appropriate model to help identify stocks witnessing activities that are indicative of potential manipulation through three separate but related studies.

Author : William J. O'Neil
Publisher : John Wiley & Sons
Page : 215 pages
File Size : 46,26 MB
Release : 2004-12-24
Category : Business & Economics
ISBN : 0471710490

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There are two sides to everything, except the stock market. In the stock market there is only one side--the right side. In certain market conditions, selling short can put you on the right side, but it takes real knowledge and market know-how as well as a lot of courage to assume a short position. The mechanics of short selling are relatively simple, yet virtually no one, including most professionals, knows how to sell short correctly. In How to Make Money Selling Stocks Short, William J. O'Neil offers you the information needed to pursue an effective short selling strategy, and shows you--with detailed, annotated charts--how to make the moves that will ultimately take you in the right direction. From learning how to set price limits to timing your short sales, the simple and timeless advice found within these pages will keep you focused on the task at hand and let you trade with the utmost confidence.

Author : Marino Specogna
Publisher : iUniverse
Page : 120 pages
File Size : 29,42 MB
Release : 2003-03-04
Category : Business & Economics
ISBN : 0595264662

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Marino Specogna is a convicted stock market manipulator who exposes in a straight forward manner the deceptive techniques used by manipulators and traders to scam your hard earned dollars. The book goes into detail on the factors an individual investing in the stock market should be alerted to, to avoid being scammed. Included in the book are details on company share structure, tricks of manipulators and crooks on how to create share positions, facts never before disclosed in written form. After reading the book an individual will know how a scam deal is initiated, how the scam is furthered and how the manipulator manipulates a stock. The methods of a manipulator are exposed and can be detected by the reader in real time deals currently trading. This book may reveal methods that shock you and will leave you shaking your head in disbelief for a long time to come.

Author : Kathryn F. Staley
Publisher : John Wiley & Sons
Page : 311 pages
File Size : 25,72 MB
Release : 1996-12-23
Category : Business & Economics
ISBN : 0471146323

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A one-of-a-kind book that shows you how to cash in on the latestinvesting trend--short selling "The Art of Short Selling is the best description of this difficulttechnique."--John Train, Train, Thomas, Smith Investment Counsel,and author of The New Money Masters "Kathryn Staley has done a masterful job explaining the highlyspecialized art of short selling. Her approach to telling the truestories of famous investment 'scams' will keep the readerspellbound, while teaching the investor many cruciallessons."--David W. Tice, Portfolio Manager, Prudent BearFund "Selling short is still a misunderstood discipline, but even themost raging bull needs to know this valuable technique to masterthe ever-changing markets."--Jim Rogers, author, InvestmentBiker On the investment playing field, there is perhaps no game moreexciting than short selling. With the right moves, it can yieldhigh returns; one misstep, however, can have disastrousconsequences. Despite the risk, a growing number of players areanteing up, sparked in part by success stories such as that ofGeorge Soros and the billions he netted by short selling theBritish pound. In The Art of Short Selling, Kathryn Staley, anexpert in the field, examines the essentials of this importantinvestment vehicle, providing a comprehensive game plan with whichyou can effectively play--and win--the short selling game. Whether used as a means of hedging bets, decreasing the volatilityof total returns, or improving returns, short selling must behandled with care--and with the right know-how. As Staley pointsout, "Short selling is not for the faint of heart. If a stock movesagainst the position holder, the effect on a portfolio and networth can be devastating. Investors need to understand the impacton their accounts as well as the consequences of getting bought inbefore they indulge in short selling." The Art of Short Sellingguides you--clearly and concisely--through the ins and outs of thishigh-risk, high-stakes game. The first--and most important--move in selling short is to identifyflaws in a business before its share prices drop. To help youtackle this key step, Staley shows you how to evaluate companyfinancial statements and balance sheets, make sense of returnratios, detect inconsistencies in inventory, and analyze thestatement of cash flows. Through real-world examples thatillustrate the shorting of bubble, high multiple growth, and themestocks, you'll proceed step by step through the complete processand learn to carry out all the essentials for a successful shortsell, including quantifying the risk factor and orchestratingcorrect timing, as well as implementing advanced valuationtechniques to execute the sell/buy. Packed with landmark, cutting-edge examples, up-to-the-minuteguidelines, and pertinent regulations, The Art of Short Selling isa timely and comprehensive reference that arms you with thenecessary tools to make a prepared and confident entrance onto theshort selling playing field.

Author : John D. Finnerty
Publisher :
Page : 73 pages
File Size : 32,1 MB
Release : 2010
Category :
ISBN :

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The SEC recently adopted Regulation SHO to tighten restrictions on short selling and curb abusive short sales, including naked shorting masquerading as routine fails to deliver. This paper models market equilibrium when short selling is permitted and contrasts the equilibrium with and without manipulators among the short sellers. I explain how naked short selling can routinely occur within the securities clearing system in the United States and characterize its potentially severe market impact. I show how a recent securities innovation called floating-price convertible securities can resolve the unraveling problem and enable manipulative short selling to intensify.