[PDF] Butterworths Securities Finanacial Services Law Handbook eBook

Author : Deborah A. Sabalot
Publisher : Butterworths
Page : 6264 pages
File Size : 42,11 MB
Release : 2017-03-30
Category :
ISBN : 9781474303651

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Presented across two volumes, this annual handbook brings together the primary, secondary and European legislation which forms the regulatory framework for the financial services industry. It contains a fully updated version of FSMA 2000 together with the statutory instruments made under it, and also covers other areas including proceeds of crime, money laundering and banking. All lawyers, compliance officers and regulators working in the financial services field will find that Butterworths Securities & Financial Services Law Handbook provides the most complete, up-to-date and indispensable reference source for the financial services industry.

Author : Deborah A. Sabalot
Publisher : Butterworth-Heinemann
Page : 0 pages
File Size : 22,79 MB
Release : 2011
Category : Banking law
ISBN : 9781405755771

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Butterworths Securities & Financial Services Law Handbook is published annually and brings together in a single volume the primary, secondary and European legislation which forms the regulatory framework for the financial services industry.

Author : Deborah A. Sabalot
Publisher :
Page : 2556 pages
File Size : 33,8 MB
Release : 2007
Category : Financial services industry
ISBN : 9781405725408

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Butterworths Financial Services Law Handbook is published annually and brings together in a single volume the primary, secondary and European legislation which forms the regulatory framework for the financial services industry. All of the relevant statutory instruments made under FSMA 2000 are set out as amended in Sections A and B of Part III. The last edition saw the inclusion of a new Appendix listing every UK statutory instrument made under FSMA 2000 with a brief summary of its effect. Other relevant secondary legislation is also included covering areas such as the Proceeds of Crime Act 2002 and anti-money laundering regulations. Part IV (European material) has been greatly expanded in the last two editions. To complete this comprehensive work, lists or tables of all amending enactments are included at the beginning of each Act, statutory instrument and European Directive and Regulation. 2007 is an important year in the field of financial services.

Author : James M. Bartos
Publisher : Kluwer Law International B.V.
Page : 326 pages
File Size : 22,4 MB
Release : 2006-01-01
Category : Law
ISBN : 9041123628

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Capital raising, mergers and acquisitions and securities trading around the world often involve some connection with the United States and implicate the US securities laws. United States Securities Law: A Practical Guide ,offers a concise overview of US securities laws from the perspective of a non-US participant. It is written not only for lawyers but for managers, bankers and others with an interest in the topic. This new edition has been significantly updated and expanded, including for the SEC's recent offering reforms and corporate governance developments. Praise for the Second Edition: This book has been a valuable resource in effectively counselling my company in the intricacies of SEC regulation. Jim, with his many years of counselling foreign issuers out of his firms London office, writes with a perspective that is particularly relevant to the needs of foreign companies listed on US exchanges. George Miller, Executive Vice President and General Counsel, Novartis Corporation. A well written and useful primer for those looking for quick, practical answers to real life questions or who wish to understand better the background and rationale to US securities law and regulation. Leland Goss, Managing Director, Credit Suisse. This book really is a practical guide to the US securities laws. It does a great job of explaining the rules and regulations in a way that can be understood by readers that are not themselves US securities lawyers. Peter Castellon, Director andamp; Counsel, Citigroup Corporate andamp; Investment Banking.