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Author : Deborah A. Sabalot
Publisher :
Page : pages
File Size : 14,5 MB
Release : 2022
Category : Banking law
ISBN : 9781474321013
Author : Andrew Haynes
Publisher : Butterworths
Page : pages
File Size : 44,70 MB
Release : 2005-07
Category :
ISBN : 9781405701556
Rewritten and expanded in the light of the new financial regulatory regime, this invaluable guide brings together experts from a range of professions to provide authoritative and practical advice on the impact of the Financial Services and Markets Act 2000. With the introduction of the Financial Services Authority as the sole regulator for financial business in the UK, this timely new edition is an indispensable source of reference for lawyers, compliance officers and all those connected with the industry.
Author : Deborah A. Sabalot
Publisher :
Page : 3552 pages
File Size : 33,89 MB
Release : 2014-04-14
Category : Financial services industry
ISBN : 9781405782784
Presented across two volumes, this annual handbook brings together the primary, secondary and European legislation which forms the regulatory framework for the financial services industry. To complete this comprehensive work, lists or tables of all amending enactments are included at the beginning of each Act, statutory instrument and European Directive and Regulation. All lawyers, compliance officers and regulators working in the financial services field will find that Butterworths Securities & Financial Services Law Handbook provides the most complete, up-to-date and indispensable reference source for the financial services industry.
Author : Deborah A. Sabalot
Publisher : Butterworths
Page : 0 pages
File Size : 38,68 MB
Release : 2023-06-30
Category :
ISBN : 9781474324007
Why should you buy Butterworths Securities and Financial Services Law Handbook 24th editionPresented across two volumes, this annual handbook brings together the primary, secondary and European legislation which forms the regulatory framework for the financial services industry. To complete this comprehensive work, lists or tables of all amending enactments are included at the beginning of each Act, statutory instrument and European Directive and Regulation.What's new?New legislation featured in the 23rd edition includes:* Financial Services and Markets Bill 2023* Economic Crime and Transparency Bill* Retained EU Law (Revocation and Reform) Bill
Author : Andrew Haynes
Publisher : Tolley
Page : 356 pages
File Size : 10,25 MB
Release : 1997
Category : Banking law
ISBN : 9780406895332
Intended for both lawyers and accountants who provide financial services advice, this book offers a broad general guide to the relevant legislation of this highly complex area of law. It also provides the reader with a primary source of reference to the provisions of the statutes and leading authorities, sets the legislation in the context of common practice, and explains its application to practical problems.
Author : Deborah A. Sabalot
Publisher :
Page : 2556 pages
File Size : 10,40 MB
Release : 2007
Category : Financial services industry
ISBN : 9781405725408
Butterworths Financial Services Law Handbook is published annually and brings together in a single volume the primary, secondary and European legislation which forms the regulatory framework for the financial services industry. All of the relevant statutory instruments made under FSMA 2000 are set out as amended in Sections A and B of Part III. The last edition saw the inclusion of a new Appendix listing every UK statutory instrument made under FSMA 2000 with a brief summary of its effect. Other relevant secondary legislation is also included covering areas such as the Proceeds of Crime Act 2002 and anti-money laundering regulations. Part IV (European material) has been greatly expanded in the last two editions. To complete this comprehensive work, lists or tables of all amending enactments are included at the beginning of each Act, statutory instrument and European Directive and Regulation. 2007 is an important year in the field of financial services.
Author : Deborah A. Sabalot
Publisher :
Page : pages
File Size : 10,25 MB
Release : 2018
Category : Banking law
ISBN : 9781474307352
Author : Deborah A. Sabalot
Publisher : Butterworth-Heinemann
Page : 0 pages
File Size : 37,55 MB
Release : 2011
Category : Banking law
ISBN : 9781405755771
Butterworths Securities & Financial Services Law Handbook is published annually and brings together in a single volume the primary, secondary and European legislation which forms the regulatory framework for the financial services industry.
Author : Deborah A. Sabalot
Publisher :
Page : 1058 pages
File Size : 18,62 MB
Release : 1996
Category : Banking law
ISBN : 9780406991973
Author : Andrew Haynes
Publisher : Bloomsbury Publishing
Page : 510 pages
File Size : 37,95 MB
Release : 2021-11-30
Category : Law
ISBN : 1526517795
A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing: - Analysis of the various laws and regulations and how they impact on customer relations and retail products - An outline of the protection given to clients' money and the functioning of the prudential requirements - An explanation of the rationale and operation of enforcement procedures - Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities - A consideration of recently implemented EU initiatives The fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact - the FCA authorisation procedures and their impact - the approved persons regime - the rules and, in particular, their applications in relation to retail products and customer relations - the rules in relation to professionals as well as coverage of: - the EU Market Abuse Regulation - 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned - new case law in relation to enforcement and the lessons learned Covering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.