[PDF] Banking Supervision And Criminal Investigation eBook

Author : Giulia Lasagni
Publisher : Springer Nature
Page : 368 pages
File Size : 18,14 MB
Release : 2019-08-22
Category : Law
ISBN : 3030121615

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In the aftermath of the last financial crisis, on both sides of the Atlantic banking supervisors were given new supervisory and enforcement powers, which are often of a substantially punitive-criminal nature. In Europe in particular, the establishment of the Single Supervisory Mechanism within the European Central Bank substantially increased centralised investigatory and sanctioning powers. This major innovation, together with the development of forms of real-time monitoring of banking (often digital) records, challenges traditional banking criminal investigations in their national-based and analogue dimension.The book offers a comprehensive account and perspective analysis of the interactions between the criminal and administrative nature of such new powers, highlighting their “punitive” overall nature and their impact on fundamental rights. Covering both the US and the EU regulatory frameworks, it presents unprecedented, trans-systemic research between criminal law and procedure, and between regulatory and administrative law, at the international, European and national level.The book also includes a rich and detailed selection of case law from the US and the European supreme courts, with a specific focus on CJEU and ECtHR decisions.

Author : Eiji Hotori
Publisher : Springer Nature
Page : 173 pages
File Size : 10,76 MB
Release : 2021-12-13
Category : Business & Economics
ISBN : 9811667837

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This open access book is the first attempt to elaborate the formalization phase of banking supervision in eight developed countries—USA, Japan, Sweden, Germany, Switzerland, Belgium, France, and UK. This innovative study in the field of banking supervision history identifies why national histories of banking supervision share similarities, but also remain different and are heavily path dependent. This book will be of great interest not only to financial/economic historians but also to general readers interested in banking supervision, i.e., students, bankers, supervisors, and international officials.

Author : Joseph Norton
Publisher : CRC Press
Page : 498 pages
File Size : 27,65 MB
Release : 2014-06-03
Category : Law
ISBN : 1317751825

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Banks: Fraud and Crime explores the main issues which arise in bank fraud world-wide and looks at the possible options available for corrective action. A series of leading commentators examine the basic nature of bank fraud and financial crime, comparing the legal and regulatory framework in England to those in place in the USA and elsewhere. Banks: Fraud and Crime also takes a detailed look at the core issue of money laundering at a national, regional and international level as well as considering the many other complex issues arising from bank fraud and financial crime.

Author : Dalvinder Singh
Publisher : Routledge
Page : 238 pages
File Size : 35,39 MB
Release : 2016-04-15
Category : Business & Economics
ISBN : 1317176324

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Dalvinder Singh provides an interdisciplinary analysis of the legal aspects of prudential supervision. This gives the reader a broader understanding of the core processes of banking supervision. By using the UK as a case study, a comparison is made with the US to illustrate the different ways of approaching the issues. The author examines the legal as well as the theoretical, economic, political and policy issues that underpin the purpose of prudential supervision, such as corporate governance, enforcement sanctions, the role of external auditors and accountability of financial regulators. These are considered in the context of broad-policy considerations which render prudential supervision necessary, namely financial stability and depositor protection. The book will be of interest to academics, policymakers, regulators and practitioners, and equally will serve specialist undergraduate and postgraduate programmes in law, management and economics which focus on financial regulation.

Author : Giulia Lasagni
Publisher :
Page : 37 pages
File Size : 16,10 MB
Release : 2015
Category :
ISBN :

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After the financial crisis of 2006-2007, a lot has been said in the U.S. as well as in Europe, about the main reasons that led to one of the most tragic global economy depressions of the century.In the management of such a context, the efficiency of administrative bank oversight and banking criminal investigations gained a primary position, due to banks' increasing role in all the financial markets worldwide. This Essay will analyze the U.S. system resulting from the Dodd-Frank Act, comparing it with the reforms in progress in the European Union, characterized by increasing supervisory powers of the European Central Bank. The Essay asserts that the effort taken so far in both countries are only partially able to satisfy the goals set, due to the permanence of some structural problems, such as the uncoordinated overlapping of multiple supervisory agencies and the dependency of the funding systems to the same subjects the agency has to control.The analysis will apply a comparative approach, taking into account the U.S. and the E.U. main features concerning criminal investigations and supervisory oversight on financial institutions, as well as the minimum standards recommended at international level.